-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EFwHXKQ7Z8ObEdBHoqV88WXHnEFJPaWeZ/vk1g0su3T1ZtmVGvYlQZz4UJgzbZo7 /SGO44avq+Ex0bBjRd+o5g== 0001081992-99-000001.txt : 19990319 0001081992-99-000001.hdr.sgml : 19990319 ACCESSION NUMBER: 0001081992-99-000001 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990318 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED FILMS CORP CENTRAL INDEX KEY: 0001040660 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 841311581 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-52215 FILM NUMBER: 99567462 BUSINESS ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3035301411 MAIL ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BYKER HARLAN J CENTRAL INDEX KEY: 0001081992 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1210 BIRDIE LAND CITY: HOLLAND STATE: MI ZIP: 49423 BUSINESS PHONE: 6167388540 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 APPLIED FILMS CORPORATION (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 038197109 (CUSIP NUMBER) Harlan J. Byker 1210 Birdie Lane Holland MI 49423 6622 (616) 738-8540 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 8, 1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ]. Schedule 13D CUSIP No. 038197109 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Harlan J Byker SS# ###-##-#### 2. Check the Appropriate Box if a Member of a Group (a) (b) 3. SEC USE ONLY 4. Source of Funds PF Personal Funds 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or2(e) [ ] 6. Citizenship or Place of Organization USA Number of Shares Beneficially by Owned by Each Reporting Person With: 7. Sole Voting Power 217,000 8. Shared Voting Power 9. Sole Dispositive Power 10. Shared Dispositive Power 11. Aggregate Amount Beneficially Owned by Each Reporting Person 217,000 shares 12. Check if the Aggregate Amount in Row 11 Excludes Certain Shares 13. Percent of Class Represented by Amount in Row (11) 6.2% 14. Type of Reporting Person IN Individual Item 1. Security and Issuer. This statement relates to the common stock, no par value per share (the "common stock" or the "shares") of Applied Films Corporation (the "Company") which has its principal executive offices at 9586 I-25 Frontage Road, Longmont CO 80504. Item 2. Identity and Background. This statement is being filed by: a) Harlan J. Byker b) 1210 Birdie Lane Holland MI 49423 6622 c) President and Co-owner of: Pleotint LLC 7705 West Olive Road West Olive, MI 49460 d) No e) No f) USA Item 3. Source and Amount of Funds or Other Considerations. As of the date hereof, Harlan J. Byker held 217,000 shares of common stock. Capital was a combination of personal funds and margin, borrowing from ABN AMRO INC. Item 4. Purpose of Transaction. To acquire an equity interest in the Company for investment purposes. Item 5. Interest in Securities of the Issuer. As of the date hereof, Harlan J. Byker owns 217,000 shares of the common stock representing 6.2% of the common stock deemed outstanding of the date hereof. Set forth in appendix A* attached here to. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Not Applicable Item 7. Material to be Filed as Exhibits. Not Applicable Appendix A* 1. Transactions Effected by Harlan J. Byker Date of Transaction No. of Units Purchased No. of Units Sold Price Per Unit 3/8/99 50,000 2 1/8 2/24/99 4,000 2 5/8 2/19/99 1,000 2 5/8 2/12/99 1,000 2 5/8 2/9/99 4,000 2 5/8 1/25/99 2,500 3 1/4 1/21/99 2,500 3 1/4 1/19/99 15,000 3 7/32 1/14/99 20,000 3 7/32 1/7/99 12,500 3 1/4 1/6/99 5,000 3 1/4 1/5/99 2,500 3 1/4 *Each of the transactions set forth in this Appendix was a regular way transaction. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 17, 1999 Signature: ___________________ Harlan J. Byker -----END PRIVACY-ENHANCED MESSAGE-----